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CFTCLicensingJune 18, 2026

CFTC Seeks Input on Rules That May Block Fintech Firms From Market Access

The CFTC is issuing a Request for Information under Executive Order 14405 to identify its regulations, guidance, no-action letters, and other items that may unnecessarily prevent fintech firms from partnering with CFTC-regulated intermediaries (FCMs, swap dealers, DCMs, etc.) or from obtaining CFTC registrations. Crypto and fintech firms that interact with derivatives markets—or that aspire to register with or partner with CFTC-regulated entities—have a rare opportunity to flag specific regulatory barriers. Comments submitted now can directly shape rule amendments and streamlined registration pathways.

What to do

  • Review your firm's pain points with CFTC registration requirements or partnership restrictions with FCMs/swap dealers and prepare a comment letter responding to the RFI before the deadline.

Who this affects

Crypto ExchangeDeFi / Web3Fintech / NeobankMoney Services BusinessBroker-Dealer / RIAOther

Does this affect your program?

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Source

Read the official publication

This radar entry is educational and does not constitute legal advice. Summaries are AI-assisted and grounded in the linked official source; always verify against the primary source and consult qualified legal counsel for jurisdiction-specific guidance.

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